Oracle Upgrade 10.2.0.2 to 11g

Hello,
We have planed to upgrade the database Oracle from 10.2.0.2 to 11g.
We are wondering wether there is a risk to upgrade directely to 11g from our current version.
Also, what are the important points to observe and what are the tests to do in SAP before upgrading ?
Many thanks in advance
Regards
Ben

Just follow the Oracle upgrade guides at
http://service.sap.com/instguides
--> Database Upgrades
--> Oracle
- read all the notes mentioned in the guide
- make sure you use a proper kernel and a proper instantclient
- make sure you apply not only the upgrade itself but also all PSU patches
- take a full backup of the system
I suggest to first upgrade a test and/or qa system and then do the production.
Markus

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  • Oracle Upgrade from 10g to 11g [BRANCHED BY MODERATOR]

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    FOLLOW UP QUESTION BRANCHED:
    Oracle Upgrade from 10g to 11g [BRANCHED BY MODERATOR]

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    /u10/app/ORACLE/oradata/dss/ABTEMP.dbf ABTEMP AVAILABLE
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    /u30/app/ORACLE/oradata/dss/account_totals_2003_qtr2.dbf ACCOUNT_TOTALS_2003_QTR2 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_2003_qtr3.dbf ACCOUNT_TOTALS_2003_QTR3 AVAILABLE
    /u50/app/ORACLE/oradata/dss/account_totals_2003_qtr4.dbf ACCOUNT_TOTALS_2003_QTR4 AVAILABLE
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    /u60/app/ORACLE/oradata/dss/account_totals_2004_qtr1.dbf ACCOUNT_TOTALS_2004_QTR1 AVAILABLE
    /u20/app/ORACLE/oradata/dss/account_totals_2004_qtr2.dbf ACCOUNT_TOTALS_2004_QTR2 AVAILABLE
    /u30/app/ORACLE/oradata/dss/account_totals_2004_qtr3.dbf ACCOUNT_TOTALS_2004_QTR3 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_2004_qtr4.dbf ACCOUNT_TOTALS_2004_QTR4 AVAILABLE
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    /u50/app/ORACLE/oradata/dss/account_totals_2005_qtr1.dbf ACCOUNT_TOTALS_2005_QTR1 AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_2005_qtr2.dbf ACCOUNT_TOTALS_2005_QTR2 AVAILABLE
    /u20/app/ORACLE/oradata/dss/account_totals_2005_qtr3.dbf ACCOUNT_TOTALS_2005_QTR3 AVAILABLE
    /u30/app/ORACLE/oradata/dss/account_totals_2005_qtr4.dbf ACCOUNT_TOTALS_2005_QTR4 AVAILABLE
    /u30/app/ORACLE/oradata/dss/account_totals_2006_ltd.dbf ACCOUNT_TOTALS_2006_LTD AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_2006_qtr1.dbf ACCOUNT_TOTALS_2006_QTR1 AVAILABLE
    /u50/app/ORACLE/oradata/dss/account_totals_2006_qtr2.dbf ACCOUNT_TOTALS_2006_QTR2 AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_2006_qtr3.dbf ACCOUNT_TOTALS_2006_QTR3 AVAILABLE
    /u20/app/ORACLE/oradata/dss/account_totals_2006_qtr4.dbf ACCOUNT_TOTALS_2006_QTR4 AVAILABLE
    /u30/app/ORACLE/oradata/dss/account_totals_2007_ltd.dbf ACCOUNT_TOTALS_2007_LTD AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_2007_qtr1.dbf ACCOUNT_TOTALS_2007_QTR1 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_2007_qtr2.dbf ACCOUNT_TOTALS_2007_QTR2 AVAILABLE
    /u120/app/ORACLE/oradata/dss/account_totals_2007_qtr3.dbf ACCOUNT_TOTALS_2007_QTR3 AVAILABLE
    /u100/app/ORACLE/oradata/dss/account_totals_2007_qtr4.dbf ACCOUNT_TOTALS_2007_QTR4 AVAILABLE
    /u110/app/ORACLE/oradata/dss/account_totals_2008_ltd.dbf ACCOUNT_TOTALS_2008_LTD AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_2008_qtr1.dbf ACCOUNT_TOTALS_2008_QTR1 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_2008_qtr2.dbf ACCOUNT_TOTALS_2008_QTR2 AVAILABLE
    /u120/app/ORACLE/oradata/dss/account_totals_2008_qtr3.dbf ACCOUNT_TOTALS_2008_QTR3 AVAILABLE
    /u100/app/ORACLE/oradata/dss/account_totals_2008_qtr4.dbf ACCOUNT_TOTALS_2008_QTR4 AVAILABLE
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    /u60/app/ORACLE/oradata/dss/account_totals_2009_qtr1.dbf ACCOUNT_TOTALS_2009_QTR1 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_2009_qtr2.dbf ACCOUNT_TOTALS_2009_QTR2 AVAILABLE
    /u120/app/ORACLE/oradata/dss/account_totals_2009_qtr3.dbf ACCOUNT_TOTALS_2009_QTR3 AVAILABLE
    /u100/app/ORACLE/oradata/dss/account_totals_2009_qtr4.dbf ACCOUNT_TOTALS_2009_QTR4 AVAILABLE
    /u110/app/ORACLE/oradata/dss/account_totals_2010_ltd.dbf ACCOUNT_TOTALS_2010_LTD AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_2010_qtr1.dbf ACCOUNT_TOTALS_2010_QTR1 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_2010_qtr2.dbf ACCOUNT_TOTALS_2010_QTR2 AVAILABLE
    /u120/app/ORACLE/oradata/dss/account_totals_2010_qtr3.dbf ACCOUNT_TOTALS_2010_QTR3 AVAILABLE
    /u100/app/ORACLE/oradata/dss/account_totals_2010_qtr4.dbf ACCOUNT_TOTALS_2010_QTR4 AVAILABLE
    /u80/app/ORACLE/oradata/dss/account_totals_2011_ltd.dbf ACCOUNT_TOTALS_2011_LTD AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_2011_qtr1.dbf ACCOUNT_TOTALS_2011_QTR1 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_2011_qtr2.dbf ACCOUNT_TOTALS_2011_QTR2 AVAILABLE
    /u120/app/ORACLE/oradata/dss/account_totals_2011_qtr3.dbf ACCOUNT_TOTALS_2011_QTR3 AVAILABLE
    /u100/app/ORACLE/oradata/dss/account_totals_2011_qtr4.dbf ACCOUNT_TOTALS_2011_QTR4 AVAILABLE
    /u120/app/ORACLE/oradata/dss/account_totals_idx_2008_ltd.dbf ACCOUNT_TOTALS_IDX_2008_LTD AVAILABLE
    /u100/app/ORACLE/oradata/dss/account_totals_idx_2008_qtr1.dbf ACCOUNT_TOTALS_IDX_2008_QTR1 AVAILABLE
    /u110/app/ORACLE/oradata/dss/account_totals_idx_2008_qtr2.dbf ACCOUNT_TOTALS_IDX_2008_QTR2 AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_idx_2008_qtr3.dbf ACCOUNT_TOTALS_IDX_2008_QTR3 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_idx_2008_qtr4.dbf ACCOUNT_TOTALS_IDX_2008_QTR4 AVAILABLE
    /u120/app/ORACLE/oradata/dss/account_totals_idx_2009_ltd.dbf ACCOUNT_TOTALS_IDX_2009_LTD AVAILABLE
    /u100/app/ORACLE/oradata/dss/account_totals_idx_2009_qtr1.dbf ACCOUNT_TOTALS_IDX_2009_QTR1 AVAILABLE
    /u110/app/ORACLE/oradata/dss/account_totals_idx_2009_qtr2.dbf ACCOUNT_TOTALS_IDX_2009_QTR2 AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_idx_2009_qtr3.dbf ACCOUNT_TOTALS_IDX_2009_QTR3 AVAILABLE
    /u40/app/ORACLE/oradata/dss/account_totals_idx_2009_qtr4.dbf ACCOUNT_TOTALS_IDX_2009_QTR4 AVAILABLE
    /u120/app/ORACLE/oradata/dss/account_totals_idx_2010_ltd.dbf ACCOUNT_TOTALS_IDX_2010_LTD AVAILABLE
    /u100/app/ORACLE/oradata/dss/account_totals_idx_2010_qtr1.dbf ACCOUNT_TOTALS_IDX_2010_QTR1 AVAILABLE
    /u110/app/ORACLE/oradata/dss/account_totals_idx_2010_qtr2.dbf ACCOUNT_TOTALS_IDX_2010_QTR2 AVAILABLE
    /u60/app/ORACLE/oradata/dss/account_totals_idx_2010_qtr3.dbf ACCOUNT_TOTALS_IDX_2010_QTR3 AVAILABLE
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    /u30/app/ORACLE/oradata/dss/account_totals_idx_2011_qtr2.dbf ACCOUNT_TOTALS_IDX_2011_QTR2 AVAILABLE
    /u70/app/ORACLE/oradata/dss/account_totals_idx_2011_qtr3.dbf ACCOUNT_TOTALS_IDX_2011_QTR3 AVAILABLE
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    /u60/app/ORACLE/oradata/dss/account_totals_qtrs_4.dbf ACCOUNT_TOTALS_QTRS_4 AVAILABLE
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    /u20/app/ORACLE/oradata/dss/ap_vendora.dbf AP_VENDOR AVAILABLE
    /u70/app/ORACLE/oradata/dss/balance_records_F.dbf BALANCE_RECORDS_F AVAILABLE
    /u80/app/ORACLE/oradata/dss/balance_records_P.dbf BALANCE_RECORDS_P AVAILABLE
    /u90/app/ORACLE/oradata/dss/balance_records_U.dbf BALANCE_RECORDS_U AVAILABLE
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    /u110/app/ORACLE/oradata/dss/dim01c.dbf DIM01 AVAILABLE
    /u120/app/ORACLE/oradata/dss/dim01d.dbf DIM01 AVAILABLE
    /u90/app/ORACLE/oradata/dss/dim01a.dbf DIM01 AVAILABLE
    /u110/app/ORACLE/oradata/dss/dim_idx01d.dbf DIM_IDX01 AVAILABLE
    /u70/app/ORACLE/oradata/dss/dim_idx01a.dbf DIM_IDX01 AVAILABLE
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    /u80/app/ORACLE/oradata/dss/dsstbs03.dbf DSSTBS AVAILABLE
    /u90/app/ORACLE/oradata/dss/dsstbs01.dbf DSSTBS AVAILABLE
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    /u40/app/ORACLE/oradata/dss/dss_reports02.dbf DSS_REPORTS AVAILABLE
    /u50/app/ORACLE/oradata/dss/dss_reports03.dbf DSS_REPORTS AVAILABLE
    /u60/app/ORACLE/oradata/dss/dss_reports04.dbf DSS_REPORTS AVAILABLE
    /u10/app/ORACLE/oradata/dss/informatica.dbf INFORMATICA AVAILABLE
    /u10/app/ORACLE/oradata/dss/INFORMATICA714.dbf INFORMATICA714 AVAILABLE
    /u10/app/ORACLE/oradata/dss/INFORMATICA714B.dbf INFORMATICA714B AVAILABLE
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    /u100/app/ORACLE/oradata/dss/mvgovidx01.dbf MV_GOV_IDX AVAILABLE
    /u110/app/ORACLE/oradata/dss/mvgovidx01.dbf MV_GOV_IDX AVAILABLE
    /u120/app/ORACLE/oradata/dss/mvgovidx01.dbf MV_GOV_IDX AVAILABLE
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    /u30/app/ORACLE/oradata/dss/TRIAL_BAL_IDX.dbf TRIAL_BAL_IDX AVAILABLE
    /u120/app/ORACLE/oradata/dss/undotbs01c.dbf UNDOTBS01 AVAILABLE
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    /u80/app/ORACLE/oradata/dss/undotbs01b.dbf UNDOTBS01 AVAILABLE
    /u40/app/ORACLE/oradata/dss/undotbs02.dbf UNDOTBS02 AVAILABLE
    /u10/app/ORACLE/oradata/dss/users01.dbf USERS AVAILABLE
    +++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
    As far as 2nd the question, NO. There are no DATAFILES in the ORACLE_HOME directory of the 10g VErsion.
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    Ram K

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    PRE_UPGRADE_TASKS.log:
    SQL> @pre_upgrade_tasks.sql
    PRE-UPGRADE Tasks: === START ===
    2010-08-05 18:24:13                                                                               
    Recompiling invalid objects
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    COMP_TIMESTAMP UTLRP_BGN  2010-08-05 18:24:13                                                      
    DOC>   The following PL/SQL block invokes UTL_RECOMP to recompile invalid
    DOC>   objects in the database. Recompilation time is proportional to the
    DOC>   number of invalid objects in the database, so this command may take
    DOC>   a long time to execute on a database with a large number of invalid
    DOC>   objects.
    DOC>
    DOC>   Use the following queries to track recompilation progress:
    DOC>
    DOC>   1. Query returning the number of invalid objects remaining. This
    DOC>       number should decrease with time.
    DOC>          SELECT COUNT(*) FROM obj$ WHERE status IN (4, 5, 6);
    DOC>
    DOC>   2. Query returning the number of objects compiled so far. This number
    DOC>       should increase with time.
    DOC>          SELECT COUNT(*) FROM UTL_RECOMP_COMPILED;
    DOC>
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    DOC>   by the number of threads per CPU (parameter parallel_threads_per_cpu).
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    DOC>
    DOC>   UTL_RECOMP uses DBMS_SCHEDULER to create jobs for parallel
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    DOC>
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    DOC>
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    DOC>#
    COMP_TIMESTAMP UTLRP_END  2010-08-05 18:24:15                                                      
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    DOC>#
                      0                                                                               
    DOC> The following query reports the number of errors caught during
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    DOC>#
                              0                                                                        
    Purging Recyclebin
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    Truncating SYS.AUD$
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    Gathering Oracle Dictionary Statistics
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    Oracle Database 11.2 Pre-Upgrade Information Tool 08-05-2010 18:24:45                              
    Script Version: 11.2.0.1.0 Build: 003                                                              
    Database:                                                                               
    --> name:          PRD                                                                             
    --> version:       10.2.0.4.0                                                                      
    --> compatible:    10.2.0                                                                          
    --> blocksize:     8192                                                                            
    --> platform:      Microsoft Windows x86 64-bit                                                    
    --> timezone file: V4                                                                               
    Tablespaces: [make adjustments in the current environment]                                         
    --> SYSTEM tablespace is adequate for the upgrade.                                                 
    .... minimum required size: 905 MB                                                                 
    --> PSAPUNDO tablespace is adequate for the upgrade.                                               
    .... minimum required size: 84 MB                                                                  
    --> SYSAUX tablespace is adequate for the upgrade.                                                 
    .... minimum required size: 210 MB                                                                 
    --> PSAPTEMP tablespace is adequate for the upgrade.                                               
    .... minimum required size: 61 MB                                                                  
    Flashback: OFF                                                                               
    Update Parameters: [Update Oracle Database 11.2 init.ora or spfile]                                
    Note: Pre-upgrade tool was run on a lower version 64-bit database.                                 
    --> If Target Oracle is 32-Bit, refer here for Update Parameters:                                  
    -- No update parameter changes are required.                                                       
    --> If Target Oracle is 64-Bit, refer here for Update Parameters:                                  
    WARNING: --> "shared_pool_size" needs to be increased to at least 472 MB                           
    Renamed Parameters: [Update Oracle Database 11.2 init.ora or spfile]                               
    -- No renamed parameters found. No changes are required.                                           
    Obsolete/Deprecated Parameters: [Update Oracle Database 11.2 init.ora or spfile]                   
    --> remote_os_authent            11.1       DEPRECATED                                             
    --> background_dump_dest         11.1       DEPRECATED   replaced by  "diagnostic_dest"            
    --> user_dump_dest               11.1       DEPRECATED   replaced by  "diagnostic_dest"            
    Components: [The following database components will be upgraded or installed]                      
    --> Oracle Catalog Views         [upgrade]  VALID                                                  
    --> Oracle Packages and Types    [upgrade]  VALID                                                  
    Miscellaneous Warnings                                                                             
    WARNING: --> Database is using a timezone file older than version 11.                              
    .... After the release migration, it is recommended that DBMS_DST package                          
    .... be used to upgrade the 10.2.0.4.0 database timezone version                                   
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    Recommendations                                                                               
    Oracle recommends gathering dictionary statistics prior to                                         
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    Oracle recommends removing all hidden parameters prior to upgrading.                                                                               
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    Oracle recommends reviewing any defined events prior to upgrading.                                                                               
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      Events:                                                                               
    SELECT (translate(value,chr(13)||chr(10),' ')) FROM sys.v$parameter2                           
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    Trace Events:                                                                               
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    Changes will need to be made in the init.ora or spfile.                                                                               
    PRE-UPGRADE Tasks: === FINISHED ===
    SQL> spool off

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