Urgent SAP upgrade from 4.0B to 4.7 Oracle 9.2.0.6

Dear support,
I have upgraded my oracle database to 8.1.7.4 with 4.0B extended kernel along with upgradation from NT 4.0 to Win 2000 is finished , and we are planning to upgrade SAP to 4.7 version.Please let me know whether i need to upgrade my database to oracle 9.2.0.6 before upgrade prepare phase ,
If yes then , do 4.0B ext kernel on Win 2000 will support oracle 9.2.0.6
I am not able to find any info on service.sap.com\PAM , because info about 4.0B
version not available.
Best Regards,
AjitR.

-> regarding 40B_EXT see sapnote 1.009.695
-> see sapnote 85.838 (section Operating System: WINDOWS FOR X86):
SAP KERNEL 4.0B_COM 32-BIT:
ORACLE 8.1.7 WINDOWS SERVER 2000/IA32 32BIT 4,5
ORACLE 9.2 WINDOWS SERVER 2000/IA32 32BIT 6,7,8
ORACLE 9.2 WINDOWS SERVER 2003/IA32 32BIT 9
SAP KERNEL 4.0B_EXT 32-BIT:
ORACLE 9.2 WINDOWS SERVER 2000/IA32 32BIT 6,7,8
ORACLE 9.2 WINDOWS SERVER 2003/IA32 32BIT 9
GreetZ, AH

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we have a very urgent SAP upgrade case,
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SHDUPGIMP1.ELG
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
SHADOW IMPORT ERRORS and RETURN CODE in SAPKLZHSR1EHP4ERP6F8.GS1
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
2EETW000 SQL error 905 occured: ORA-00905: missing keyword
2EETW000 SQL error 905 occured: ORA-00905: missing keyword
1 ETP111 exit code           : "8"
SAPKLZHSR1EHP4ERP6F8.GS1
4 ETW000 22 entries for RSMPTEXTS~ imported (SAPLMCB2                                1*).
4 ETW000   1 entry for TLIBT~ updated (1MCB2).
3WETW000 language = '1', converted from codepage 4103 to codepage 8400, incomplete conversion due to invalid chars: '41004e0041004c005900530045005f00440055005200430048004600dc004800520045004e0020002000200020002000200020002000200020002000' -> 'ANALYSE_DURCHF#HREN           '
4 ETW000   0 entries from FUNCT~ (1ANALYSE_DURCHF#HREN           %) deleted.
3WETW000 language = '1', converted from codepage 4103 to codepage 8400, incomplete conversion due to invalid chars: '41004e0041004c005900530045005f00440055005200430048004600dc004800520045004e0020002000200020002000200020002000200020002000' -> 'ANALYSE_DURCHF#HREN           '
4 ETW000   0 entries from FUNCT~ (1ANALYSE_DURCHF#HREN           %) deleted.
3WETW000 language = '1', converted from codepage 4103 to codepage 8400, incomplete conversion due to invalid chars: '41004e0041004c005900530045005f00440055005200430048004600dc004800520045004e0020002000200020002000200020002000200020002000' -> 'ANALYSE_DURCHF#HREN           '
4 ETW000   0 entries from FUNCT~ (1ANALYSE_DURCHF#HREN           %) deleted.
3WETW000 language = '1', converted from codepage 4103 to codepage 8400, incomplete conversion due to invalid chars: '41004e0041004c005900530045005f00440055005200430048004600dc004800520045004e0020002000200020002000200020002000200020002000' -> 'ANALYSE_DURCHF#HREN           '
4 ETW000   0 entries from TFTIT~ (1ANALYSE_DURCHF#HREN           ) deleted.
3WETW000 language = '1', converted from codepage 4103 to codepage 8400, incomplete conversion due to invalid chars: '41004e0041004c005900530045005f00440055005200430048004600dc004800520045004e0020002000200020002000200020002000200020002000' -> 'ANALYSE_DURCHF#HREN           '
4 ETW000   0 entries from TFTIT~ (1ANALYSE_DURCHF#HREN           ) deleted.
3WETW000 language = '1', converted from codepage 4103 to codepage 8400, incomplete conversion due to invalid chars: '41004e0041004c005900530045005f00440055005200430048004600dc004800520045004e0020002000200020002000200020002000200020002000' -> 'ANALYSE_DURCHF#HREN           '
4 ETW000   0 entries from TFTIT~ (1ANALYSE_DURCHF#HREN           ) deleted.
4 ETW000 [     dev trc,00000] Wed Sep 7 10:41:04 2011                                             815387003 1338.120210
4 ETW000 [     dev trc,00000]     OCIStmtExecute() failed with -1=OCI_ERROR                              10 1338.120220
4 ETW000 [     dev trc,00000]     SQL error 905:                                                          6 1338.120226
4 ETW000 [    dbsloci.,00000] *** ERROR => Error 905 in stmt_fetch() from oci_execute_stmt(), orpc=0
4 ETW000                                                                                12 1338.120238
4 ETW000 [    dbsloci.,00000] *** ERROR => ORA-905 occurred when executing SQL stmt (parse error offset=110)
4 ETW000                                                                                9 1338.120247
4 ETW000 [     dev trc,00000] sc_p=0x140f618,no=67,idc_p=(nil),con=0,act=1,slen=149,smax=256,#vars=4,stmt=0x1783c10,table=
4 ETW000                                                                                17 1338.120264
4 ETW000 [     dev trc,00000] SELECT ID,OBJECT,LANGU,TYP,VERSION FROM "DOKIL~" WHERE (LANGU IN ( :A0 )) AND ID = :A1 AND OBJECT BE\
4 ETW000                                                                                9 1338.120273
4 ETW000 [     dev trc,00000] TWEEN :A2 ANALYSE#_DURCHF#REN           % :A3 #?;                         5 1338.120278
4 ETW000 [     dev trc,00000] sc_p=0x140f618,no=67,idc_p=(nil),con=0,act=1,slen=149,smax=256,#vars=4,stmt=0x1783c10,table=
4 ETW000                                                                                11 1338.120289
4 ETW000 [     dev trc,00000] Dumping DBSL stmt. cache:                                                  5 1338.120294
4 ETW000 [     dev trc,00000] prep=0,lit=0,nsql=1,lobret=0,xop=1,dbcnt=0,upsh=(nil),stmtp=0x1784758,rtc=0
4 ETW000                                                                                29 1338.120323
4 ETW000 [     dev trc,00000] IN : cols=4,rmax=1,xcnt=0,rpc=0,rowi=0,rtot=0,upto=4294967295,rsize=28,vmax=32,bound=1,iobuf_p=0x1493510,vda_p=0x1784db0
4 ETW000                                                                                10 1338.120333
4 ETW000 [     dev trc,00000]       lobs=0,lmax=0,lpcnt=0,larr=(nil),lcurr_p=(nil),rret=0                 6 1338.120339
4 ETW000 [     dev trc,00000] SELECT ID,OBJECT,LANGU,TYP,VERSION FROM "DOKIL~" WHERE (LANGU IN ( :A0 )) AND ID = :A1 AND OBJECT BE\
4 ETW000                                                                                7 1338.120346
4 ETW000 [     dev trc,00000] TWEEN :A2 ANALYSE#_DURCHF#REN           % :A3 #?;                         5 1338.120351
4 ETW000 [    dbds    ,00596] ***LOG BY2=>sql error 905        performing FET        [dbds#2 @ 596]
4 ETW000                                                                                14 1338.120365
4 ETW000 [    dbds    ,00596] ***LOG BY0=>ORA-00905: missing keyword [dbds#2 @ 596]                      6 1338.120371
2EETW000 SQL error 905 occured: ORA-00905: missing keyword
4 ETW000   0 entries from FUNCT~ (1MCB_GRAPHIC_DAILY             %) deleted.
4 ETW000   0 entries from FUNCT~ (%MCB_GRAPHIC_DAILY             %) deleted.
4 ETW000   0 entries from TFTIT~ (1MCB_GRAPHIC_DAILY             ) deleted.
4 ETW000   0 entries from TFTIT~ (%MCB_GRAPHIC_DAILY             ) deleted.
SAPKLZHSR1EHP4ERP6F7.GS1
4 ETW000   1 entry for LDBNT~ imported (1FTI_TR_PL_CF        *).
4 ETW000   0 d /   1 i /   0 u /   0 =   0% ucf LDBT~
4 ETW000   1 entry for LDBT~ imported (1FTI_TR_PL_CF).
4 ETW000   1 entry for TRDIRT~ inserted (SAPDBFTI_TR_POSITIONS                   1*).
3WETW000 some text was mutilated during conversion from unicode to ascii in language '1'. This is the result: 'SP_JOTC          ###############'
3WETW000 language = '1', converted from codepage 4103 to codepage 8400, incomplete conversion due to invalid chars: '530050005f004a004f005400430020002000200020002000200020002000200020003a571659a44e13664d881f75a74ec1542000200020002000200020002000' -> 'SP_JOTC          ###############'
4 ETW000 REPOT1SAPDBFTI_TR_POSITIONS                    A replaced.
4 ETW000   0 entries from D020T~ (SAPDBFTI_TR_POSITIONS                   %) deleted.
4 ETW000   0 entries from D021T~ (SAPDBFTI_TR_POSITIONS                   %) deleted.
4 ETW000   0 entries from TRDIRT~ (DBFTI_TR_POSITIONSFXXX                  1%) deleted.
4 ETW000   0 entries from TRDIRT~ (DBFTI_TR_POSITIONSNXXX                  1%) deleted.
4 ETW000   0 entries from TRDIRT~ (DBFTI_TR_POSITIONSN001                  1%) deleted.
4 ETW000   0 entries from TRDIRT~ (DBFTI_TR_POSITIONSSEL                   1%) deleted.
4 ETW000   0 entries from TRDIRT~ (DBFTI_TR_POSITIONSSXXX                  1%) deleted.
4 ETW000   0 entries from TRDIRT~ (DBFTI_TR_POSITIONSTOP                   1%) deleted.
SAPup.ECO
Phase SHADOW_IMPORT_UPG1:
BLOCKED SIGNALS: ''
SAPup> Starting subprocess 2865 at 20110907101845
ENV: DIR_LIBRARY=/usr/sap/upgrade/upg_dir/abap/exenew
ENV: LD_LIBRARY_PATH=/usr/sap/upgrade/upg_dir/abap/exenew:/usr/sap/upgrade/upg_dir/jvm/jre/lib/amd64/server:/usr/sap/upgrade/upg_dir/jvm/jre/lib/amd64:/usr/sap/upgrade/upg_dir/jvm/jre/../lib/amd64:/usr/sap/GS1/SYS/exe/run:/oracle/GS1/102_64/lib
ENV: NLS_LANG=AMERICAN_AMERICA.WE8DEC
ENV: ORACLE_BASE=/oracle
ENV: ORACLE_HOME=/oracle/GS1/102_64
ENV: ORACLE_PSRV=GS1
ENV: ORACLE_SID=GS1
ENV: ORA_NLS33=/oracle/client/92x_64/ocommon/nls/admin/data
ENV: PATH=/usr/sap/upgrade/upg_dir/abap/exenew:/oracle/GS1/102_64/bin:.:/home/gs1adm:/usr/sap/GS1/SYS/exe/run:/opt/gcc295/bin:/opt/gnome/bin:/usr/games:/usr/bin/X11:/usr/local/bin:/bin:/usr/bin:/usr/X11R6/bin:/usr/global_lx/bin:/usr/global/bin
ENV: SAPSYSTEMNAME=GS1
ENV: auth_shadow_upgrade=0
ENV: dbms_type=ORA
ENV: dbs_ora_schema=SAPDAT
ENV: dbs_ora_tnsname=GS1
EXECUTING /usr/sap/upgrade/upg_dir/abap/exenew/tp (/usr/sap/upgrade/upg_dir/abap/exenew/tp) pf=/usr/sap/upgrade/upg_dir/abap/bin/SHDUPGIMP1.TPP put GS1
This is /usr/sap/upgrade/upg_dir/abap/exenew/tp version 376.03.38 (release 701)
This is /usr/sap/upgrade/upg_dir/abap/exenew/R3trans version 6.14 (release 701 - 03.06.11 - 17:57:00).
2EETW000 SQL error 905 occured: ORA-00905: missing keyword
2EETW000 SQL error 905 occured: ORA-00905: missing keyword
/usr/sap/upgrade/upg_dir/abap/exenew/R3trans finished (0008).
ERROR: stopping on error 8 during SHADOW IMPORT
Warning: Parameter INTERRUPT is no longer used.
Warning: Parameter DAYLIGHT_SHUTDOWN is no longer used.
Warning: Parameter WITH_TACOB is no longer used.
Warning: Parameter IMPDP_BY_EVENT is no longer used.
Warning: Parameter INTERRUPT is no longer used.
Warning: Parameter DAYLIGHT_SHUTDOWN is no longer used.
Warning: Parameter WITH_TACOB is no longer used.
Warning: Parameter IMPDP_BY_EVENT is no longer used.
Warning: Parameter DBCONFPATH is no longer used.
stopping on error 8 during SHADOW IMPORT
tp returncode summary:
TOOLS: Highest return code of single steps was: 8
WARNS: Highest tp internal warning was: 0118
tp finished with return code: 8
meaning:
A tool used by tp produced errors
Process with ID 2865 terminated with status 8
B.R
Lance.
Edited by: Yen on Sep 7, 2011 8:11 AM

Hello,
Following upg master was used -
51036889_1 BS 7 SR1 Upgrade Master 1/2
51036889_2 BS 7 SR1 Upgrade Master 2/2
And the kernel dvd used was NUC -
51036767_4 BS 7 SR1 Kernel 7.01
After successful upgrade to ecc6 EhP4, Unicode conversion was done later with UC kernel DVD (during IMPORT)
Thanks

Urgent SAP upgrade from 4.0B to 4.7 Oracle 9.2.0.6

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